Notice Requirements Before Terminating an AWOL Employee

In the Philippine labor landscape, an employee being Absent Without Official Leave (AWOL) is categorized under Abandonment of Work, which is a form of gross and habitual neglect of duties—a just cause for termination under Article 297 (formerly 282) of the Labor Code.

However, terminating an employee for AWOL is not an automatic process. The Supreme Court has consistently ruled that for a termination based on abandonment to be valid, the employer must satisfy both substantive and procedural due process.


Substantive Due Process: The Two Elements of Abandonment

Before the notice requirements even begin, the employer must establish that abandonment actually occurred. To legally declare an employee has abandoned their job, two elements must concur:

  1. The failure to report for work or absence without a valid or justifiable reason.
  2. A clear intention to sever the employer-employee relationship, manifested by some overt acts.

[!IMPORTANT] Mere absence is not abandonment. The burden of proof rests on the employer to show that the employee has no intention of returning. If an employee files a complaint for illegal dismissal, it is generally considered proof that they intended to keep their job, negating the "intent to sever" element.


Procedural Due Process: The Two-Notice Rule

To lawfully terminate an AWOL employee, the employer must follow the "Two-Notice Rule." Failure to comply with this procedure, even if the employee truly intended to quit, may render the employer liable for nominal damages.

1. The First Notice: The Return-to-Work Order (RTWO)

The first notice serves as a Show Cause Order. It must be sent to the employee’s last known address as indicated in their 201 files.

  • Content: The notice must clearly direct the employee to report back to work by a specific date and provide a written explanation as to why they should not be disciplined or terminated for their unauthorized absence.
  • Purpose: To give the employee an opportunity to explain their side (the right to be heard).

2. The Hearing or Conference

While a formal trial-type hearing is not always mandatory, the employer must provide the employee a reasonable opportunity to respond to the charge of abandonment. In AWOL cases, this "opportunity" is usually built into the timeframe provided in the Return-to-Work Order.

3. The Second Notice: Notice of Termination

If the employee fails to respond to the RTWO or if their explanation is found unsatisfactory, the employer must issue a second notice.

  • Content: This notice informs the employee of the employer's decision to terminate their services. It must cite the specific grounds (Abandonment/AWOL) and state that all circumstances involving the charge have been evaluated.

Comparison of Notice Requirements

Feature First Notice (RTWO) Second Notice (Termination)
Objective To inform the employee of the violation and demand an explanation. To communicate the final decision of dismissal.
Required Action Must give the employee at least five (5) calendar days to respond. Finality; no further response required from the employee.
Delivery Method Personal service or Registered Mail to last known address. Personal service or Registered Mail to last known address.

The "Last Known Address" Rule

A common challenge in AWOL cases is that the employee is, by definition, not in the office to receive the notice.

  • Service of Notice: The law requires the employer to send notices to the employee’s last known address.
  • Proof of Service: If the employee refuses to receive the notice or if the house is closed, the employer should use Registered Mail with a Return Card through the Philippine Postal Corporation (PHLPost) or a reputable courier. The mail receipt and the return card serve as the employer's evidence of compliance with due process.

Consequences of Non-Compliance: The Agabon Doctrine

If an employer has a valid reason to fire an employee (the employee really did abandon their work) but failed to follow the two-notice rule, the dismissal is considered "legally justified but procedurally flawed."

Under the Agabon vs. NLRC doctrine, the dismissal will be upheld (the employee does not get their job back), but the employer will be ordered to pay nominal damages to the employee. In current jurisprudence, this fine typically ranges from PHP 30,000 to PHP 50,000, depending on the gravity of the procedural lapse.


Summary of Employer Responsibilities

  • Documentation: Keep a meticulous record of attendance and any attempts to contact the employee via phone, email, or messaging apps (though these do not replace the formal written notice).
  • Timeliness: Do not wait months to send an RTWO. Prompt action demonstrates that the employee's absence is affecting business operations.
  • Specifics: Ensure the RTWO explicitly mentions "Abandonment" or "Gross and Habitual Neglect" to avoid "surprise" charges.

Disclaimer: This content is not legal advice and may involve AI assistance. Information may be inaccurate.