I. Introduction
The three-reading rule is a legislative procedure requiring a proposed measure to pass through three separate stages of consideration before it may be validly enacted. In the Philippine local government setting, the rule applies primarily to the enactment of ordinances by local sanggunians, and in certain cases may also be relevant to resolutions, depending on their nature, effect, and the governing internal rules of procedure.
At the local level, the rule reflects a basic principle of democratic lawmaking: legislation should not be rushed. Local ordinances often affect taxation, public order, land use, business regulation, penalties, public health, local services, and the daily conduct of residents. The three-reading requirement gives members of the sanggunian and the public an opportunity to know what is being proposed, debate its merits, amend its provisions, and vote with adequate notice.
The principal statutory basis is the Local Government Code of 1991, particularly the provisions governing local legislative procedure, local ordinances, and the internal rules of procedure of sanggunians.
II. Ordinances and Resolutions Distinguished
A proper understanding of the three-reading rule begins with the distinction between an ordinance and a resolution.
An ordinance is a local law. It is legislative in character, generally permanent or continuing in effect, and prescribes a rule of conduct or policy within the territorial jurisdiction of the local government unit. Ordinances may regulate businesses, impose taxes and fees, establish penalties, adopt zoning rules, create local offices where authorized, approve budgets, and govern matters within the powers of the LGU.
A resolution, on the other hand, is usually an expression of sentiment, opinion, policy, approval, request, authorization, or decision of the sanggunian on a specific matter. It is often administrative, declaratory, or recommendatory rather than legislative. Examples include resolutions commending individuals, requesting assistance from national agencies, authorizing the local chief executive to enter into a memorandum of agreement, approving appointments where required, or expressing support for a program.
The distinction matters because the three-reading rule is classically associated with ordinances, which have the force and effect of local law. Resolutions, depending on their purpose and the applicable rules of procedure, may not always require the same formal treatment. However, when a resolution has the effect of creating rights, authorizing significant governmental action, approving contracts, granting authority, or implementing public policy, the sanggunian may subject it to readings under its internal rules.
III. Legal Basis of the Three-Reading Rule
The Local Government Code requires every sanggunian to adopt or update its internal rules of procedure on the first regular session following the election of its members and within a prescribed period. These rules govern the conduct of sessions, order of business, discipline of members, committees, voting, and the procedure for enactment of ordinances and resolutions.
The Code also contemplates that proposed ordinances and resolutions are introduced, referred to committees, deliberated upon, voted on, and entered into the records of the sanggunian. For ordinances, the legislative process typically follows the structure of first reading, second reading, and third reading.
The three-reading rule at the local level is not merely ceremonial. It serves due process, transparency, deliberation, and accountability. It also helps establish a clear legislative record, which becomes important when the validity of an ordinance is later questioned before administrative authorities or courts.
IV. Purpose of the Three-Reading Rule
The three-reading rule serves several purposes.
First, it ensures notice. Members of the sanggunian must know the title, subject, and contents of a proposed measure before they are asked to vote on it.
Second, it promotes deliberation. A proposed ordinance should be examined, debated, and, where appropriate, amended before final approval.
Third, it protects the public from surprise legislation. Local laws may affect property rights, business operations, taxation, public order, and personal liberties. Requiring readings discourages hasty enactment.
Fourth, it creates a legislative record. The minutes, journal, committee reports, amendments, and voting record may later show whether the ordinance was properly enacted.
Fifth, it promotes public participation, particularly where the subject matter requires consultation or hearing, such as zoning, taxation, land use, environmental regulation, traffic schemes, local markets, franchises, and measures affecting specific sectors.
V. First Reading
The first reading is the formal introduction of the proposed ordinance or resolution.
At this stage, the secretary to the sanggunian usually reads the title, number, author or sponsor, and subject matter of the measure. The full text may be distributed to the members or made available through the official records. The first reading is generally not the stage for full debate on the merits.
After first reading, the measure is commonly referred to the appropriate committee or committees. For example:
A proposed tax ordinance may be referred to the committee on ways and means.
A zoning ordinance may be referred to the committee on land use, urban planning, or housing.
A traffic ordinance may be referred to the committee on transportation or public order.
A health ordinance may be referred to the committee on health and sanitation.
A budget ordinance may be referred to the committee on appropriations or finance.
The committee referral is important because it allows a smaller body to study the measure, conduct hearings, consult affected offices or stakeholders, propose amendments, and submit a report to the sanggunian.
VI. Committee Action After First Reading
After referral, the committee may take several actions. It may recommend approval, approval with amendments, consolidation with similar measures, substitution by a committee draft, deferment, or disapproval.
The committee may also call hearings or consultations. Public hearings are especially important where the proposed ordinance affects vested rights, imposes taxes or fees, regulates businesses, alters land use classifications, prescribes penalties, affects public utilities, or concerns matters of broad public interest.
A committee report generally contains the title of the measure, a summary of the proposal, findings, recommendations, proposed amendments, and the signatures of committee members. Once submitted, the report is calendared for consideration by the sanggunian.
VII. Second Reading
The second reading is usually the most substantive stage of the legislative process.
At this stage, the measure is considered in detail. The sponsor may deliver a sponsorship speech explaining the purpose, legal basis, policy objective, fiscal effect, and expected impact of the proposal. Members may interpellate the sponsor, raise questions, propose amendments, object to provisions, or move for deferment.
The body may proceed to period of debate and then to period of amendments. Amendments may be proposed by the committee, by individual members, or by the sponsor. They may be accepted, rejected, modified, or withdrawn.
Second reading is where the sanggunian determines the real content of the measure. For this reason, substantial amendments are ordinarily made at this stage, not at third reading. Once the measure is approved on second reading, it is typically printed or distributed in final form before third reading, unless the applicable rules allow otherwise.
VIII. Third Reading
The third reading is the stage of final approval.
At this stage, the final version of the proposed ordinance is presented to the sanggunian. Debate is usually limited or no longer allowed, depending on the internal rules. The purpose is to vote on the final text as already deliberated upon and amended.
The secretary records the votes. The required vote depends on the nature of the measure, the applicable law, and the rules of procedure. Some measures require a majority of all members, while others may require a higher vote. Appropriation ordinances, tax ordinances, measures granting franchises, and certain special matters may be subject to specific voting or procedural requirements.
Upon approval on third reading, the measure is submitted to the local chief executive for approval or veto, where applicable.
IX. Approval by the Local Chief Executive
After passage by the sanggunian, an ordinance is presented to the local chief executive: the governor for provincial ordinances, the city mayor for city ordinances, the municipal mayor for municipal ordinances, or the punong barangay for barangay ordinances.
The local chief executive may approve the ordinance by signing it. If the local chief executive does not act within the period provided by law, the ordinance may be deemed approved, depending on the applicable Local Government Code provision.
The local chief executive may also veto an ordinance on grounds allowed by law. The veto must generally be communicated to the sanggunian, stating the objections. The sanggunian may override the veto by the required vote, commonly two-thirds of all its members, subject to the Local Government Code.
For barangays, the procedure differs because of the structure of barangay governance, but the principle remains that barangay ordinances must be properly enacted by the sangguniang barangay and reviewed by the appropriate higher sanggunian.
X. Review by Higher Sanggunian
Local ordinances are generally subject to review by the next higher sanggunian to determine whether they are within the powers of the LGU and consistent with law.
Provincial ordinances may be reviewed in accordance with the Local Government Code and applicable rules.
City and municipal ordinances are typically submitted to the sangguniang panlalawigan for review, except in cases involving highly urbanized cities and independent component cities where provincial review does not apply.
Barangay ordinances are submitted to the sangguniang panlungsod or sangguniang bayan for review.
This review is concerned mainly with legality, not wisdom. The reviewing body examines whether the ordinance is within the powers of the LGU, follows required procedure, and is not contrary to the Constitution, statutes, national policies, or higher regulations.
A violation of the three-reading rule may be raised during review as a procedural defect affecting the validity of the ordinance.
XI. Publication and Posting
An ordinance generally does not become enforceable merely because it has been passed. It must also comply with requirements on posting, publication, or dissemination, depending on the type of ordinance and the LGU involved.
Ordinances with penal provisions, tax ordinances, and measures of general application may require publication or posting in conspicuous places. The Local Government Code and special laws may prescribe specific publication requirements. The purpose is to give the public notice before the ordinance is enforced.
Failure to comply with publication or posting requirements may affect the enforceability of the ordinance, even if the three readings were properly conducted.
XII. Application to Resolutions
The three-reading rule applies most clearly to ordinances. Resolutions are treated more flexibly because they are often not local laws.
However, a sanggunian may require resolutions to undergo readings under its internal rules. Some LGUs adopt a rule that both ordinances and resolutions pass through readings, although resolutions may be acted upon more quickly or approved on the same session if allowed.
The decisive consideration is not always the label “resolution” or “ordinance,” but the substance and effect of the measure. A measure called a resolution may in substance perform a legislative function. Conversely, a measure called an ordinance may be defective if it merely expresses sentiment but attempts to impose binding obligations without following ordinance procedure.
As a practical rule:
An ordinance should be used when the measure creates a rule of conduct, imposes penalties, establishes a continuing policy, levies taxes or fees, regulates the public, or exercises police power.
A resolution may be used when the measure expresses opinion, authorizes a specific transaction, approves a recommendation, requests action, commends persons, or records the sense of the body.
Where a resolution has significant legal consequences, prudence requires compliance with the sanggunian’s formal procedure, including readings, committee referral, debate, recorded voting, and proper documentation.
XIII. Same-Day Readings
A frequent issue is whether a sanggunian may pass a measure through all three readings in one session.
The answer depends on the applicable law, the local rules of procedure, and the nature of the measure. As a matter of sound legislative practice, same-day passage of an ordinance through all readings should be avoided unless expressly permitted by the rules and justified by urgency.
Unlike the Constitution’s rule for bills in Congress, which contains specific restrictions on readings on separate days and distribution of printed copies except when the President certifies urgency, local sanggunians operate under the Local Government Code and their own internal rules. Still, the underlying principle is similar: members should have enough opportunity to study the measure before final vote.
A local rule may allow suspension of the rules by a required vote. However, suspension of rules should not be used to defeat mandatory statutory requirements, public hearing requirements, publication requirements, or due process. A sanggunian cannot cure a jurisdictional or statutory defect simply by suspending its internal rules.
Same-day passage is especially risky for tax ordinances, zoning ordinances, penal ordinances, franchise measures, budget ordinances, and regulatory measures affecting property or business rights.
XIV. Suspension of Rules
Sanggunians usually have internal rules allowing suspension of procedural rules by a specified vote, often two-thirds of the members present or two-thirds of all members, depending on the local rules.
Suspension may allow the body to dispense with certain internal steps, such as strict calendaring, committee referral, or the timing of readings. However, suspension has limits.
The sanggunian may suspend rules that are merely internal and procedural.
It may not suspend requirements imposed by the Constitution, statutes, the Local Government Code, special laws, or rules intended to protect public notice and participation.
It may not use suspension to enact a measure without quorum.
It may not dispense with required votes.
It may not avoid mandatory public hearings.
It may not bypass approval, veto, review, posting, or publication requirements.
Thus, while suspension of the rules may accelerate action, it does not automatically validate an otherwise defective ordinance.
XV. Quorum and Voting
The three-reading rule is closely connected with quorum and voting requirements.
A sanggunian cannot validly transact legislative business without a quorum. Quorum generally means the presence of a majority of all members of the sanggunian, unless a specific rule provides otherwise. The presiding officer may be counted for purposes of quorum depending on the body and the applicable law.
Voting requirements vary by subject. Ordinary measures may require a majority vote of the members present, there being a quorum, or a majority of all members, depending on the applicable rule. Certain measures require a vote of all members or a supermajority.
The minutes should clearly reflect the presence of quorum, the motion being voted on, the votes cast, abstentions, objections, and whether the measure passed. Defects in quorum or voting may invalidate an ordinance even if it nominally passed three readings.
XVI. The Role of the Presiding Officer
The presiding officer controls the order of business, recognizes members, rules on points of order, submits questions to a vote, and ensures orderly proceedings. In provinces, cities, and municipalities, the vice governor, vice mayor, or other authorized officer presides. In barangays, the punong barangay presides over the sangguniang barangay.
The presiding officer’s voting rights depend on the Local Government Code and the nature of the body. In many cases, the presiding officer votes only to break a tie, although specific rules and jurisprudence may affect application. Because voting rights can be outcome-determinative, the minutes should state whether and why the presiding officer voted.
The presiding officer also has a duty to enforce the rules of procedure. If a proposed ordinance is being rushed without required readings, committee action, public hearing, quorum, or proper vote, a member may raise a point of order.
XVII. Public Hearings and Consultations
Some ordinances require public hearings as a matter of law, due process, or sound local governance. These include, among others, revenue ordinances, zoning ordinances, reclassification measures, market and terminal ordinances affecting vendors or operators, traffic schemes affecting routes, and regulatory measures affecting business operations.
The three-reading rule does not replace the public hearing requirement. Readings occur within the sanggunian. Public hearings allow affected persons and sectors to participate.
A procedurally sound ordinance should show both legislative deliberation and public consultation where required. Notices of hearing, attendance sheets, minutes, position papers, committee reports, and transcripts may be relevant in defending the validity of the ordinance.
XVIII. Penal Ordinances
A penal ordinance is an ordinance that imposes fines, imprisonment, closure, suspension, confiscation, or other sanctions for violations.
Penal ordinances require strict compliance with procedural requirements because they affect liberty and property. The ordinance must be within the LGU’s delegated powers, must not conflict with national law, must be reasonable, must be clear, must prescribe penalties within statutory limits, and must satisfy publication or posting requirements.
The three-reading rule is especially important for penal ordinances because the public should not be subjected to penalties under a measure passed without proper deliberation and notice.
XIX. Tax and Revenue Ordinances
Local tax ordinances are subject to special rules under the Local Government Code. They must comply with the limitations on local taxing power, procedural requirements, public hearing requirements, and publication requirements.
The three readings are only one part of the validity of a tax ordinance. A valid local revenue measure must also be enacted by the proper sanggunian, approved or allowed to lapse into effect under the Code, reviewed where required, and published or posted as provided by law.
A taxpayer may challenge a revenue ordinance on grounds such as lack of authority, violation of statutory limitations, excessive or confiscatory rates, lack of public hearing, defective publication, or procedural irregularity in passage.
XX. Appropriation Ordinances
Appropriation ordinances authorize the expenditure of public funds. The annual budget and supplemental budgets are enacted through appropriation ordinances.
Because budget ordinances affect fiscal authority, they are subject to special rules on preparation, submission, authorization, review, and effectivity. The local chief executive prepares and submits the executive budget, while the sanggunian authorizes appropriations.
The three-reading rule applies to the legislative enactment of the appropriation ordinance, but budget laws and Local Government Code provisions supply additional requirements. The reviewing authority may declare items inoperative if they are contrary to law, exceed authority, or violate mandatory budgetary limitations.
XXI. Zoning, Land Use, and Reclassification Ordinances
Zoning ordinances and land use measures require careful observance of procedure. They affect property rights, business operations, environmental planning, housing, transportation, and public welfare.
These ordinances often require committee study, technical evaluation, consultation with planning offices, public hearings, consistency with the comprehensive land use plan, and review by appropriate bodies.
A defective three-reading process may be one ground for invalidity, but even a procedurally regular zoning ordinance may fail if it conflicts with national law, lacks factual basis, violates due process, or constitutes an unreasonable exercise of police power.
XXII. Barangay Ordinances
The three-reading rule also has relevance in barangay legislation, although barangay procedure is often simpler.
The sangguniang barangay enacts barangay ordinances and resolutions. Its internal rules govern how measures are introduced, deliberated upon, and approved. Barangay ordinances must be submitted to the sangguniang panlungsod or sangguniang bayan for review.
Barangay ordinances may regulate matters such as cleanliness, curfew consistent with law, barangay facilities, minor public order concerns, local fees authorized by law, and community programs. They must not conflict with municipal, city, provincial, or national laws.
Because barangay proceedings are sometimes informal, documentation is important. The barangay secretary should maintain minutes, copies of proposed measures, attendance records, voting results, and proof of posting.
XXIII. Internal Rules of Procedure
Every sanggunian should have internal rules of procedure. These rules commonly cover:
- Order and calendar of business
- Filing and numbering of proposed ordinances and resolutions
- First, second, and third readings
- Committee referral and reports
- Public hearings
- Debate and interpellation
- Amendments
- Motions
- Quorum
- Voting
- Discipline of members
- Records and minutes
- Suspension of rules
- Approval of ordinances and resolutions
- Transmission to the local chief executive
- Review by higher sanggunian
- Posting and publication
The internal rules should be consistent with the Local Government Code, special laws, and constitutional principles. They cannot enlarge the powers of the LGU beyond what the law grants, nor can they reduce mandatory safeguards established by law.
XXIV. Legal Effect of Violating the Three-Reading Rule
A violation of the three-reading rule may have different consequences depending on the nature of the requirement violated.
If the requirement is mandatory under law, violation may render the ordinance invalid.
If the requirement is purely internal and directory, violation may be treated as an internal procedural irregularity, especially if no timely objection was made and the measure was otherwise validly enacted.
If the violation affects due process, public notice, required hearing, quorum, voting, or statutory procedure, the defect is more serious.
If the sanggunian’s own rules require three readings and those rules were not suspended in the manner allowed, the ordinance may be vulnerable to challenge.
Courts generally distinguish between mandatory legal requirements and internal parliamentary rules. However, where local legislation affects rights and obligations, courts are more likely to scrutinize compliance with essential procedural safeguards.
XXV. Directory vs. Mandatory Procedural Requirements
Not all procedural rules have the same legal weight.
A mandatory requirement is one whose violation affects the validity of the act. Examples include lack of quorum, lack of required vote, absence of authority to enact the measure, failure to conduct a public hearing when required by law, or failure to publish a penal or tax ordinance when publication is required.
A directory requirement guides orderly procedure but may not necessarily invalidate the act if substantially complied with. Examples may include minor defects in format, clerical errors, or non-prejudicial deviations from internal calendar rules.
The classification depends on statutory language, purpose, prejudice caused, and whether the requirement protects public rights or merely regulates internal convenience.
XXVI. Substantial Compliance
In some cases, substantial compliance may suffice. If the sanggunian substantially followed the required process, members had copies of the measure, committee deliberation occurred, public hearings were held where required, votes were properly recorded, and no substantial right was impaired, minor procedural defects may not be fatal.
But substantial compliance cannot cure the absence of an essential act. There is no substantial compliance where there was no quorum, no vote, no public hearing required by law, no approval or valid override, or no publication required for effectivity.
XXVII. Challenging an Ordinance for Violation of the Three-Reading Rule
A person affected by an ordinance may challenge it through appropriate remedies, depending on the issue.
Possible avenues include:
- Administrative review before the higher sanggunian
- Appeal or protest under Local Government Code provisions, especially for tax ordinances
- Declaratory relief where appropriate
- Injunction to prevent enforcement
- Certiorari or prohibition in cases of grave abuse of discretion
- Defense in an enforcement proceeding
- Complaint before the appropriate administrative or oversight body, depending on the facts
The challenger should obtain the ordinance, minutes of sessions, committee reports, notices of public hearings, attendance records, voting records, publication or posting proofs, and review action of the higher sanggunian.
The burden is usually on the challenger to show invalidity, but the LGU should be able to produce records proving regular enactment.
XXVIII. Evidence of Compliance
The best evidence of compliance with the three-reading rule includes:
- The filed copy of the proposed ordinance or resolution
- Agenda showing inclusion for first reading
- Minutes showing first reading and committee referral
- Committee report and recommendations
- Public hearing notices, minutes, and attendance sheets
- Agenda showing second reading
- Minutes showing sponsorship, debate, amendments, and approval on second reading
- Final printed copy for third reading
- Agenda showing third reading
- Minutes showing nominal voting and final approval
- Certification by the secretary to the sanggunian
- Approval or veto action by the local chief executive
- Veto override records, if any
- Transmittal to reviewing sanggunian
- Review action or lapse of review period
- Proof of posting or publication
Absence of records does not automatically prove invalidity, but poor documentation weakens the presumption of regularity.
XXIX. Presumption of Regularity
Official acts enjoy a presumption of regularity. A duly enacted ordinance is presumed valid until declared otherwise by competent authority.
However, the presumption is not conclusive. It may be overcome by clear evidence of procedural defects, lack of authority, constitutional infirmity, conflict with national law, or failure to comply with mandatory requirements.
The presumption is stronger when the ordinance records are complete, the minutes are detailed, public hearing documents are available, and the reviewing authority did not object. It is weaker when the LGU cannot produce the legislative record or when the minutes themselves show noncompliance.
XXX. Common Defects in Local Legislative Procedure
Common defects involving the three-reading rule include:
- Passing an ordinance without first reading
- No committee referral despite rules requiring it
- No committee report
- Conducting first, second, and third readings in one session without valid suspension of rules
- Introducing substantial amendments on third reading without further deliberation
- Lack of quorum during voting
- Failure to record votes
- Allowing an unauthorized person to vote
- Counting the presiding officer’s vote improperly
- Failure to conduct required public hearing
- Passing a measure as a resolution when it should be an ordinance
- Enacting a penal measure without publication or posting
- Enacting a revenue ordinance without compliance with tax ordinance procedure
- Failure to submit the ordinance for review
- Enforcing the ordinance before effectivity
XXXI. Relationship to the Single-Subject Rule
Local ordinances should generally have a clear title and subject. A title should fairly indicate the subject matter of the ordinance. While the constitutional single-subject rule is expressly framed for bills in Congress, the same principle of notice and fair legislative practice is relevant to local ordinances.
A misleading title may undermine the purpose of first reading and public notice. Members and the public should not be misled about what the ordinance actually contains.
For example, an ordinance titled as a traffic management measure should not secretly impose unrelated business taxes. An ordinance titled as a market regulation should not include unrelated zoning amendments.
XXXII. Amendment After Second Reading
Amendments are normally made during second reading. After approval on second reading, the measure should be in final form for third reading.
Substantial amendments introduced after second reading may require recommitment, republication of the amended draft to members, or another round of deliberation, depending on the rules. The purpose of third reading is final approval, not surprise rewriting.
A substantial amendment is one that changes the essence, scope, rights affected, penalties, tax rates, obligations, or policy of the measure. A minor amendment corrects grammar, formatting, numbering, or clerical details.
XXXIII. Urgent Measures
There are instances when local legislative bodies must act quickly, such as calamities, epidemics, urgent budget matters, public safety threats, or compliance with deadlines.
Urgency may justify accelerated procedure if allowed by the internal rules. However, urgency does not automatically dispense with mandatory legal requirements. The body should still ensure quorum, proper voting, clear text, recorded proceedings, approval by the local chief executive, review where required, and publication or posting where required.
For urgent measures, the legislative record should expressly state the basis of urgency and the rule authorizing accelerated action.
XXXIV. Resolutions Authorizing Contracts
A common local practice is the passage of resolutions authorizing the local chief executive to enter into contracts, memoranda of agreement, loan documents, deeds, compromise agreements, or project arrangements.
These resolutions may not be ordinances, but they often have significant legal consequences. Therefore, they should be carefully deliberated upon. The sanggunian should have copies of the proposed contract, certification of availability of funds where applicable, legal review, technical documents, and committee recommendations.
Where the transaction involves appropriation, taxation, borrowing, alienation of property, lease of public property, franchise, or long-term obligation, an ordinance may be required in addition to or instead of a resolution.
XXXV. Ordinance or Resolution: Practical Tests
A proposed measure should likely be an ordinance if it:
- Creates a general rule applicable to the public
- Exercises police power
- Imposes penalties
- Levies taxes, fees, or charges
- Regulates business or property
- Adopts a budget or appropriation
- Establishes a continuing local policy
- Grants a franchise or privilege where an ordinance is required
- Changes zoning or land use classifications
- Creates rights or obligations of general application
A proposed measure may be a resolution if it:
- Expresses support, sentiment, or opinion
- Requests action from another agency
- Commends or congratulates a person
- Authorizes a specific act or transaction
- Approves a recommendation
- Confirms a decision of the body
- Records the sense of the sanggunian
- Deals with an internal or administrative matter
When in doubt, the safer course is to use an ordinance for measures of general, continuing, coercive, penal, taxing, or regulatory effect.
XXXVI. Comparison With Congressional Three-Reading Rule
The Constitution requires bills in Congress to pass three readings on separate days, with printed copies distributed to members three days before passage, except when the President certifies urgency.
Local sanggunians are not Congress. Their procedure is governed by the Local Government Code, special laws, and their own internal rules. However, the constitutional rule supplies an important model of deliberative lawmaking.
At the local level, the details may vary from one sanggunian to another because each body adopts its own internal rules. Still, the essence is the same: introduction, deliberation, and final approval should be meaningfully separate stages unless validly shortened.
XXXVII. Best Practices for Local Sanggunians
To avoid challenges, local sanggunians should observe the following best practices:
- Adopt clear internal rules of procedure at the beginning of the term.
- Require proposed ordinances to be filed in writing.
- Distribute copies to members before deliberation.
- Record first reading and committee referral in the minutes.
- Require committee reports for substantive measures.
- Conduct public hearings where required or where rights are substantially affected.
- Keep complete public hearing records.
- Debate and amend the measure on second reading.
- Avoid substantial amendments on third reading.
- Conduct nominal voting for final approval.
- Record votes accurately.
- Ensure proper action by the local chief executive.
- Submit the ordinance for review where required.
- Publish or post the ordinance before enforcement.
- Maintain a complete legislative file for every ordinance.
XXXVIII. Best Practices for Lawyers and Challengers
A lawyer reviewing the validity of a local ordinance should ask:
- Was the LGU authorized to legislate on the subject?
- Was the correct form used: ordinance or resolution?
- Was the measure introduced properly?
- Did it pass first, second, and third readings?
- Were the readings conducted according to the internal rules?
- Was there a valid suspension of rules, if any?
- Was there a quorum at each relevant session?
- Was the required vote obtained?
- Were public hearings required and conducted?
- Was the ordinance approved by the local chief executive or validly passed over veto?
- Was it reviewed by the proper higher sanggunian?
- Was it published or posted?
- Is it consistent with the Constitution, statutes, and national regulations?
- Is it reasonable and not oppressive?
- Has it taken effect?
The challenge should not rely solely on the phrase “no three readings.” It should identify the specific procedural defect and explain why the defect is mandatory, prejudicial, or jurisdictional.
XXXIX. Effect of Mislabeling a Measure
A sanggunian cannot avoid ordinance procedure by calling a legislative measure a resolution. Substance prevails over form.
If a measure imposes obligations on the public, fixes penalties, levies charges, or establishes a continuing rule, it should generally be enacted as an ordinance. Mislabeling may render the measure vulnerable to challenge, especially if the body used the less formal procedure for resolutions to avoid the safeguards required for ordinances.
Similarly, an ordinance that merely expresses sentiment may be unnecessary, though not necessarily invalid for that reason. The more serious defect occurs when a binding legislative act is disguised as a resolution.
XL. Publication, Effectivity, and Enforcement
Even after three readings and approval, an ordinance must satisfy effectivity requirements before enforcement. Publication or posting gives the public notice of the law.
An ordinance may be validly passed but not yet enforceable. For example, a penal ordinance approved by the sanggunian and signed by the mayor may still be unenforceable against the public until properly published or posted.
Enforcement before effectivity may violate due process. Local officials should confirm effectivity before issuing notices of violation, collecting penalties, closing establishments, or prosecuting violations.
XLI. Judicial Review
Courts may review local ordinances to determine whether they are valid. Judicial review may examine both substantive and procedural validity.
Substantive review asks whether the ordinance is within the LGU’s power, reasonable, not oppressive, not discriminatory, not contrary to law, and consistent with constitutional rights.
Procedural review asks whether the ordinance was enacted in the manner required by law: readings, quorum, vote, hearing, approval, review, publication, and effectivity.
A court will not ordinarily substitute its judgment for that of the sanggunian on policy wisdom. But it may strike down an ordinance that violates law, exceeds delegated authority, or was enacted without mandatory procedure.
XLII. The Three-Reading Rule and Due Process
The three-reading rule is connected to procedural due process in local legislation. While legislative due process does not always require individual notice and hearing for every person affected, local measures that directly affect property, business, taxation, penalties, or vested interests often require reasonable notice and opportunity to be heard.
Public hearing requirements, readings, committee study, and publication all serve due process values. They help ensure that local legislation is not arbitrary, secretive, or oppressive.
XLIII. The Three-Reading Rule and Police Power
Many ordinances are enacted under the LGU’s delegated police power. Police power allows regulation to promote public health, safety, morals, peace, good order, convenience, and general welfare.
Because police power can restrict liberty and property, procedural safeguards matter. The three-reading rule helps ensure that police power ordinances are carefully examined.
A police power ordinance must be both procedurally valid and substantively reasonable. Proper readings cannot save an ordinance that is oppressive or beyond authority. Conversely, a reasonable policy may still fail if enacted without mandatory procedure.
XLIV. The Three-Reading Rule and Local Autonomy
Local autonomy gives LGUs meaningful authority to govern local affairs. But autonomy operates within the Constitution and national law. The three-reading rule does not weaken local autonomy; it strengthens it by making local legislation more legitimate, transparent, and defensible.
A local government that follows proper legislative procedure is less likely to have its ordinances disapproved, enjoined, or invalidated. Regular procedure protects both the public and the LGU.
XLV. Sample Legislative Flow for an Ordinance
A typical ordinance may proceed as follows:
- Filing of proposed ordinance
- Inclusion in agenda
- First reading by title
- Referral to committee
- Committee study
- Public hearing, if required or advisable
- Committee report
- Calendar for second reading
- Sponsorship speech
- Debate and interpellation
- Period of amendments
- Approval on second reading
- Preparation of final version
- Calendar for third reading
- Final vote
- Certification by secretary
- Submission to local chief executive
- Approval, veto, or lapse into effect
- Override, if vetoed and if warranted
- Submission for review
- Posting or publication
- Effectivity
- Enforcement
XLVI. Sample Clauses Reflecting Compliance
A well-drafted ordinance may include recitals showing compliance, such as:
“WHEREAS, this proposed Ordinance was introduced and read on first reading during the regular session of the Sangguniang Bayan held on ______ and was referred to the Committee on ______;”
“WHEREAS, the Committee conducted public hearings/consultations on ______ attended by affected stakeholders;”
“WHEREAS, the Committee submitted its report recommending approval with amendments;”
“WHEREAS, the proposed Ordinance was considered and approved on second reading during the regular session held on ______;”
“WHEREAS, after distribution of the final text to the members, the Ordinance was approved on third and final reading during the regular session held on ______ by the required vote;”
Such clauses are not substitutes for actual compliance, but they help organize the legislative record.
XLVII. Practical Consequences of Noncompliance
Noncompliance may produce serious consequences:
- The ordinance may be disapproved on review.
- Enforcement may be suspended.
- A court may declare the ordinance invalid.
- Penalties collected may be challenged.
- Business closures or enforcement actions may be enjoined.
- Officials may face administrative complaints if bad faith or grave abuse is shown.
- Public trust in the sanggunian may be weakened.
- The LGU may need to reenact the measure properly.
The usual practical remedy is reenactment with strict compliance, especially where the policy itself is legally permissible but the procedure was defective.
XLVIII. Reenactment as Cure
If an ordinance is procedurally defective, the sanggunian may reenact it following proper procedure. Reenactment should not be treated as a mere ratification of the defective act. The body should file or introduce the measure anew, conduct the required readings, hold hearings if required, vote properly, obtain approval, submit for review, and publish or post.
Reenactment may validate future enforcement, but it does not necessarily cure past enforcement actions taken under an invalid or ineffective ordinance.
XLIX. Key Doctrinal Principles
Several principles summarize the law and practice on the topic:
- Local ordinances are local laws and must follow legally prescribed procedure.
- The three-reading rule promotes notice, deliberation, transparency, and accountability.
- The rule applies most clearly to ordinances.
- Resolutions may be subject to readings if required by internal rules or if their nature warrants formal deliberation.
- Substance prevails over title; a legislative measure cannot avoid ordinance requirements by being called a resolution.
- Internal rules may be suspended only according to their terms and only as to matters that are not mandatory under law.
- Quorum, required vote, public hearing, approval, review, and publication requirements are separate from the readings.
- Proper passage does not guarantee substantive validity.
- Procedural defects may invalidate an ordinance if they involve mandatory requirements.
- Good records are essential to defending the validity of local legislation.
L. Conclusion
The three-reading rule for local ordinances and resolutions is a central safeguard in Philippine local legislation. It ensures that local laws are introduced, studied, debated, amended, and finally approved in an orderly and transparent manner. While the rule is most firmly associated with ordinances, resolutions may also require formal readings when internal rules or the legal effect of the measure so demand.
The rule should not be viewed as a technical obstacle to governance. It is a discipline of lawful local lawmaking. By requiring time, notice, debate, and recorded approval, the three-reading process protects the public, guides local legislators, and strengthens the legitimacy of local ordinances. A sanggunian that observes the rule carefully not only complies with law but also produces legislation that is more durable, defensible, and democratic.